The first principle: leadership is creating positive influence
Each person has the potential to exert influence in any given situation or with any group. There are five stages of influence that individuals move through alongside five levels of leadership. The key to progression is to understand one’s present source of influence and level of leadership. Further, advancement to the next level can only happen once an individual has excelled in the present level.
The five levels of leadership
Level one: position
At stage one, an authority figure exerts control largely because of position. Often, a leader at this level rules by intimidation. People will follow because they have to. Otherwise, employees will not exert effort beyond their job description or what is required. At this level of leadership, staff lacks commitment leading to high turnover and low morale within the organization.
Indicators of excellence:
Level two: permission/relationships
At this level, a permission leader relies on people interrelationships with strong emphasis on bringing people together. Employees begin to follow beyond the leader’s stated authority.
Indicators of excellence:
Level three: production/results
At level three, the leader brings the people together on a journey to accomplish a purpose,
allowing them to share in the glory of results. People follow to accomplish an objective.
Indicators of excellence:
Level four: people development/reproduction
A leader at this stage empowers followers and helps them grow personally. People follow because of loyalty brought about by how the leader has helped them grow.
Indicators of excellence:
Level five: personhood
A level five leader has spent years growing people and organizations. People follow because of
who and what the leader represents.
Indicators of excellence:
The second principle:
leadership is setting the right priorities
What sets a leader apart is the ability to think ahead and prioritize responsibilities.
The principles of priority
Use the Pareto Principle as your guide. The principle states that 20 percent of priorities will give 80 percent of one’s production. Spend
time, energy, money and personnel on twenty percent of the priorities.
Organize. Identify three or four high priority projects. One must
remember, “A life in which anything goes will ultimately be a life in
which nothing goes.”
Label projects as high importance/high urgency; high importance/low
urgency; low importance/high urgency and low importance/low urgency.
Tackle high importance/high urgency projects first. Set deadlines for
completion of high importance/low urgency projects. Delegate low importance/
high urgency projects. Postpone indefinitely low importance/low
urgency projects.
Keep priorities in place through regular evaluation, elimination and
estimation. Evaluate requirements, returns and rewards. Eliminate
from your list those that can be done by somebody else. Estimate the
top projects that must be done and measure how long it will take.
Learn how to overlook the unimportant. Avoid the petty and mundane
that takes too much of one’s time.
Know what you want. Realize that nobody can have it all. Ninety five
percent of achieving anything is by knowing what you want.
The third principle:
leadership is modeling integrity
Eighty nine percent of what people learn comes from what they see, ten
percent from what they hear, and one percent from other senses. Thus, true
leaders need to be consistent in words and in action and behavior.
The principles of integrity
Integrity is grounded in trust. In order to successfully lead followers,
a leader must gain the trust of followers.
Integrity means high standards that leaders must model. An individual
who rises to become a leader must assume responsibility and
model the high standard expected of a leader.
Integrity is what the person is. It must not be a false image or baseless
perception.
Integrity is role modeling. When leaders do not walk the talk, they
lose credibility. Leaders must mean and act what they say.
Integrity is earned. Integrity is the result of a leader’s self-discipline
and honesty as well as followers’ trust.
The fourth principle:
leadership is creating positive change
A leader who is receptive to new ideas and is willing to make personal
changes before asking others to follow him has the makings of a successful
change agent.
Why people resist change
Lack of involvement and ownership among people.
Change disrupts old habits forcing people to reevaluate and unlearn
routine behavior.
Change creates inconvenience, insecurities, a fear of the unknown
and a fear of failure.
Absence or lack of information other than that which comes from
the grapevine.
Lack of trust and respect for the leader.
Perceived disadvantages far outweigh perceived advantages in terms
of personal gain or loss.
Leaders resist change, believing it is a personal attack of previous
programs and directions.
Change demands added time commitment from followers.
Old habits and traditions restrict change.
A culture of narrow mindedness and negativity resists change.
How to create a climate of change
Create a high-trust relationship with people.
Make personal changes before asking others to do the same.
Exhibit an effort to understand the history of an organization. This
assures employees that the leader truly understands what happened
in the past before making changes for the future.
Tap the support of influencers in the organization before making
the change. Also, encourage influencers to influence other staff
informally.
Share the ownership of change with the people by providing them
information, by walking them through the implications of change,
by explaining the objectives of the change, by seeking people participation
in the change process, by fostering open communication, by
stressing belief and commitment to change and by fostering enthusiasm,
assistance and recognition of change implementers.
Develop a meeting agenda to facilitate and smooth the change
process.
Stand firm that change will happen and that it is never too late to
change.
The fifth principle:
leadership is problem solving
The test of a genuine leader is the ability to recognize a problem before it
becomes an emergency. Nonetheless, when problems arise, true leaders are
willing and prepared to manage the problems.
How to recognize problems
Intuition. True leaders sense problems before they become evident.
Curiosity. One starts asking and looking for problems.
Processing. Gather information and accurate data.
• Communication. True leaders share their feelings and findings to
trusted colleagues and followers.
• Documentation. Define and write the problem.
• Evaluation. Scan and assess available resources.
• Leading. Leaders make a decision.
Steps to problem solving
• Identify the problem. Define the problem by asking the right questions,
by talking to the right people, by getting the hard facts and
by getting involved in the process of solving the problem. Problems
must be solved at the lowest level where it first appeared.
• Prioritize the problem.
• Select people who can help in the problem-solving process.
• List problem causes by asking what caused the problem. Find out
how it can be avoided in the future.
• List down as many solutions as possible.
• Select the best solution by asking which solution has the greatest
potential to be right, which solution is in the best interest of the organization,
which solution has momentum and training on its side and
which solution has the greatest chance for success.
• Implement the best solution.
• Evaluate the solution. Identify real operative problems that are
observable then make adjustments.
• Set up principles or policies to keep problems from repeating itself.
The sixth principle:
leadership is having the right positive attitude
Without the right positive attitude, successful leaders would not have
reached their full potential.
Why is the right attitude important
• Leadership has a lot to do with disposition and less to do with position.
A leader’s disposition is important because it will influence the
way the followers think and feel. Setting the right atmosphere will
enable the right response from others.
• No one can succeed with negative thinking. Many destroy themselves
because of wrong thinking and loss of self-esteem. True leaders
believe in themselves.
• The right leader’s attitude helps define the attitude of followers.
How to change to a positive attitude
Assess one’s self
Identify problem feelings, problem behavior, problem thinking.
Identify the right thinking
Make a public commitment to right thinking and develop a plan for right
thinking. The plan for right thinking must include:
• Developing a written statement of the desired right thinking.
• Completing a daily progress report of right thinking.
• Identifying a person to whom one shall be accountable.
• Reading a daily diet of self-help materials.
• Associating with the right thinking people.
Resolve to change
Refine one’s mindset
Think, “I can, I will and I am.”
Reenter
Begin the change in behavior.
Act the part of the person one
would like to become.
Repeat
Make the changed behavior a
habit. An action constantly repeated becomes an attitude realized.
Renewal
Over a period of time, positive attitudes are replaced by negative attitudes.
Weed out bad habits and negative thoughts.
The seventh principle:
leadership is developing people
Successful leaders understand the importance of developing people who
can help realize the leader’s vision and dreams.
Principles of people development
Make the right assumptions about people
Positive assumptions about people will make for positive leadership while
negative assumptions lead to negative leadership. The right assumptions
about people are:
• Everyone wants to feel worthwhile. Make people feel important.
• Everyone needs and responds to encouragement. People do better
work and exert greater effort under a spirit of approval.
• People buy into a leader before they buy into his or her leadership.
A leader’s stated authority, position or organizational chart does not
motivate people. They respond to the person.
• People think success is luck. Leaders teach followers that success is
the result of planning and happens when preparation and opportunity
meet.
• People are naturally motivated. Create a people-friendly environment
that does not de-motivate by acknowledging significant contributions,
by encouraging goal sharing, by fostering a culture of
positive dissatisfaction, by recognizing people and setting clear
expectations.
• Avoid de-motivating people by belittling, publicly criticizing and
cutting conversations; manipulating or using people; being insensitive
and discouraging personal growth.
Ask the right questions about people
This means asking the following six questions:
Question one: Am I building people or am I building my dream and using
people to do it? This is about the leader’s motive where manipulation or
motivation makes the difference. Manipulation is moving together for
one’s advantage. Motivation is moving together for mutual advantage.
Question two: Do I care enough to confront people when it will make a
difference? When confronting people or clarifying issues, observe the following
ten commandments of confrontation:
• Do the confrontation privately, not publicly.
• Implement it as soon as possible.
• Clarify one issue at a time.
• Stress a point but do not over-repeat.
• Deal with actions the person can change.
• Avoid sarcasm.
• Avoid words like always and never that urge defensive behavior.
• Present criticisms as suggestions or questions.
• Do not apologize for a confrontational meeting.
• Do not forget the compliment. Use the bookend formula: compliment
–confront-compliment.
Question three: Am I listening to people with more than my ears; am I
hearing more than words? Assess one’s self based on the following:
• Do I allow the speaker to finish without interrupting?
• Do I listen between the lines?
• When writing a message, do I listen for and write down the key facts
and phrases?
• Do I repeat what the person just said to clarify the meaning?
• Do I avoid getting hostile and/or agitated when I disagree with the
speaker?
• Do I tune out distractions when listening?
• Do I make an effort to seem interested in what the other person is
saying?
Question four: What are the major strengths of this individual? Encourage
followers to work at areas of personal strength.
Question five: Have I placed a high priority on the job? Keep people motivated
by letting them see the importance of things they are asked to do.
Regularly use the five most encouraging words in an organization, “It will
make a difference.” Avoid the five most discouraging words, “It won’t make
any difference.”
Question six: Have I shown the value the person will receive for this
relationship?
• Recognize that people development takes time.
• Realize that people skills are essential to success. Chief executives
of major organizations concede that the single characteristic most
needed by those in leadership positions is the ability to work with
people. Successful leaders with people skills have the following
qualities:
→ They admit their mistakes and accept the consequences rather
than blame others.
→ They are able to get along with a wide spectrum of people.
→ They have strong interpersonal skills, sensitivity to others and
tact.
→ They are calm and confident rather than moody and volatile.
• Leadership is role modeled. People do what people see.
• Lead others by looking through their eyes.
• Leaders must care for people to develop and grow them successfully.
A Wall Street Journal survey revealed that of the 16,000 executives
studied, about thirteen percent identified as high achievers cared
about people as well as profits. Average achievers concentrated on
production while low achievers were preoccupied with their own
security.
• True leaders look for opportunities to build up people.
• Leaders believe in growing people to grow the company. The largest
single cost in most businesses is people. The largest, most valuable
asset any company has is its people. Business plans are carried out
successfully or fail to be carried out by people.
The eighth principle:
leadership is having a vision
A vision is a clear picture of what the leader sees his or her group being or
doing. Great leaders know where they are going and they are able to persuade
others to follow. But leaders can never take their people farther than
they have traveled. Like leader, like people.
What hinders vision
• Being led by limited leaders. Leaders who lack vision or the ability to
successfully pass it on are limited leaders.
• Being led by concrete thinkers who cannot see beyond what is
tangible.
• Being led by dogmatic talkers who only follow convention.
• Being led by continual losers who are strained by past failures and
destroy everyone’s attempt to try again.
• Being led by satisfied sitters who have become complacent, comfortable,
predictable and very secure.
• Being led by tradition-lovers.
• Being led by census-takers who embrace a vision only when the
majority does.
• Being led by problem perceivers who see an obstacle in every change
or solution.
• Being led by self-seekers who live for themselves.
• Being led by failure forecasters who are largely pessimistic.
Setting the environment for visioning
Cultivate trust by bridging the organization’s vision and the follower’s personal
goals.
• Explain the vision. Make the people understand, appreciate and see
the vision.
• Share the vision’s endless possibilities and opportunities with the
people.
• Energize. Keep hope and enthusiasm alive.
• Develop the drive in people. Challenge followers to overcome the
obstacles.
• Allow people to grow as they pursue the vision.
• Making the vision real requires time. Take the time to reflect and reenergize
while trekking the path of the vision.
• Provide followers with the needed direction—where to begin and
what path to follow.
• Walk with the people in the pursuit of the vision. This forges the
commitment between the leader and the follower.
• Make the people realize their role and valuable contribution to the
vision.
The ninth principle:
leadership is self-discipline
Leaders take a grip of their lives and take control of areas that bring them
success or failure.
Developing personal discipline
• Start with one’s self. Confront personal inner issues.
• Begin early. Do the thing one must do, when it ought to be done,
whether one likes it or not.
• Start small. Take one step at a time.
• Begin now. Take action. Translate good thoughts, good ideas and
good intentions into action.
• Organize. Chart what you want to do before you do it so that when it
is time for it to be done, it is not mixed up.
How to organize
• Clearly set priorities.
• Calendar priorities.
• Set a little time for the unexpected.
• Do one project at a time.
• Organize one’s workspace.
• Work according to one’s temperament but do not allow it to serve as
an excuse for work you need to do effectively.
• Use driving time for light work and growth.
• Develop systems suitable for one’s work temperament.
• Have a plan for minutes between meetings.
• Focus on results not the activity.
• Welcome responsibility by being completely responsible for one’s
self and for what one can do, by accepting accountability, by being
responsible to those one leads and by being character driven instead
of emotion driven. Below is a distinction between character driven
and emotion driven people:
Character Driven People Emotion Driven People
Do right, then feel good Feel good, then do right
Are commitment driven Are convenience driven
Make principle-based decisions Make popular-based decisions
Action controls attitude Attitude controls action
Believe it, then see it See it, then believe it
Create momentum Wait for momentum
Ask: What are my responsibilities? Ask: What are my rights?
Continue when problems arise Quit when problems arise
Are steady Are moody
Are leaders Are followers
The tenth principle:
leadership is developing staff
The growth and development of people is the highest calling of leadership.
Creating the winning team
• Winning teams have great leaders.
• Winning teams move in an environment of success.
• Excellent leaders who know the basic human needs lead winning
teams.
• Excellent leaders who keep control of finance, personnel and planning
lead winning teams.
• Winning teams have excellent leaders who avoid the seven deadly
sins that include
1. Trying to be liked rather than respected.
2. Not asking team members for advice and help.
3. Restricting talent by emphasizing rules rather than skills.
4. Not keeping criticism objective and constructive.
5. Not developing accountability and a sense of responsibility among
team members.
6. Treating everyone the same way.
7. Failing to keep people informed.
• Winning teams pick good people.
• Winning teams make their team members more successful.
• Winning teams keep improving.
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